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Conflicts of Interest

PCC operates a robust Conflicts of Interest Policy (“The Policy”) and adds disclosures in accordance with various legal and regulatory requirements. The Policy is subject to change from time to time and may change without notice. Keep checking this website in order to be aware of any changes to The Policy.

The Policy includes the following disclosures:

  1. Any personal interest of officers/directors in securities recommended by PCC.
  2. Details regarding any directorships or other material relationships of officers/directors of PCC with companies and investments PCC may recommend.

The following policies are strictly prohibited and apply to all PCC personnel:

  1. All personnel are prohibited from handling client monies.
  2. Financial advisory staff are prohibited from managing client accounts on a discretionary basis.

Currently and in accordance with The Policy, Private Client Consultancy has no conflicts to disclose. Speak to your adviser for further information.

Private Client Consultancy is a trading name of Efficient Frontiers SL, whose registered address is Calle Jardin Botanico, 23/24, La Cala de Mijas, Mijas Costa 29649, with CIF B42839589, authorised by the Direccion General de Seguros y Fondos de Pensiones No. J-3930, holding obligatory Professional Indemnity Insurance with AIG Europe for the regulated activity, and with sufficient financial capacity in accordance with the law, is directly authorised to operate in Spain.

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